Senior Regulatory Policy Manager

4 weeks ago


Birmingham, United Kingdom MERJE Full time

Opportunity to join a very well known financial services business joining an established 2nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudential risk matters.

If you think you are the right match for the following opportunity, apply after reading the complete description.

The business operates a hybrid working week, the expectation would be 2 days per week in the firms offices located in the West Midlands.

Role responsibilities

• Manage and lead a small team of Compliance Business Partners.
• Provide advice and guidance to the business on technical regulatory issues.
• Ensure that the business attains the highest standards of conduct and data protection regulatory compliance.
• Provide subject matter expert advice on all conduct related regulatory sourcebooks (BCOBS, MCOB, ICOB, CONC, PERG, SYSC etc.) as well as providing horizon scanning overviews of relevant Prudential Compliance matters.
• Meet regulatory/legislative timescales providing well-structured, well-considered summaries of proposed regulatory change to the business and collating responses to the regulator as required.
• To produce MI and regulatory update reports for presentation at various levels of committees including regulatory timeline updates to the Executive and the Board.

Personal attributes & experience

• 2nd line compliance experience across advice and guidance, regulatory change, policy and horizon scanning.
• Knowledge of mortgage and / or savings products
• Proven team leadership experience.
• Excellent oral and written communication skills and ability to communicate with and present to, a wide range of stakeholders from customer facing assistants to Senior Executive level staff.
• High level of computer literacy.
• High standard of personal motivation and initiative.
• Good time management and prioritisation skills.



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