Deputy Head of Regulatory Compliance

1 week ago


United Kingdom Deerfoot I.T. Resources Ltd Full time €80,000 - €100,000

Do you have Deputy Head of Compliance experience, and are you seeking a new hybrid job? Our client is looking for a Deputy Head of Compliance (Investment Mgt/Financial Services background with retail clients experience) in London Mayfair, and the remote role comes with an attractive salary package GBP80k-GBP100k + package including Bonus, Share options, Pension etc
As a Deputy Head of Compliance, you will work closely with other departments to support our business objectives, manage risk, and promote a culture of compliance across the organisation.
If you were already in this Deputy Head of Compliance role, here are some of the areas you would have been working in this week:
Developing, implementing and maintaining our compliance framework, policies and procedures, including CASS compliance
Monitoring and reporting on our compliance status, identifying and addressing any areas of non-compliance or potential risk
Providing guidance and support to other departments to ensure they understand and adhere to regulatory requirements and industry best practices
Developing and delivering compliance training and awareness programmes for staff
Experience in Investment Management/Financial Services background with retail client experience
Significant senior experience in compliance, ideally within a CASS compliance role
Please reach out to our friendly and welcoming team today to apply and register your interest for this Full time remote Senior Compliance Officer position.
Deerfoot is acting as an employment agency for permanent hires and an employment business for contingency hires. Each time Deerfoot sends a CV to a recruiting client, we donate GBP1 to The Born Free Foundation ().



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