Regulatory Policy Specialist

3 weeks ago


Co West Midlands, United Kingdom IDEX Consulting Full time

I am currently looking for an experienced Compliance Specialist to join a SME who are within the wealth/asset management industry This company has seen significant success over recent years and is currently undergoing a acquisition phase within their compliance department.
This position is a stand-alone role so would require someone who is happy to be hands-on. It would suit someone who has strong experience as a Compliance Analyst or Manager and ideally who has a background working within an asset management company.
To lead and oversee the investment compliance sector of the business
Developing regulatory compliance policies and procedures
Advise on regulatory issues
Provide 2nd line challenge and oversee the investment team
Take lead and manage projects
Look at ways to improve the business and provide guidance where necessary
Full flexibility and full remote working
Competitive salary
Generous bonus and pension

Visit the IDEX Consulting Ltd website for further opportunities. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy.
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At IDEX, we strive for an inclusion-first company culture where everyone is treated fairly and can bring their authentic selves to work. We recognise and acknowledge that diverse representation at every level of our business requires continuous and measurable effort. We are committed to driving conscious inclusion across our business and creating equitable pathways.
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