Financial Adviser

3 weeks ago

London, United Kingdom Artemis Recruitment Consultants Ltd Full time

Type of Position: Financial Adviser (Self-Employed) - London
Pay: Self-Employed Package Financial Adviser (Self-Employed) - London

Our client is looking to welcome a Financial Adviser into their team in London, to advise clients as appropriate to their circumstances and objectives. You will be joining a well-established SJP practice on a self-employed basis. For this role, we are looking for a candidate with at least 2 years advising experience, from either an IFA or SJP background. Our client can offer salary advances whilst you build your client bank (bringing your own clients over is not-essential for this role).

Specific responsibilities

  • Prospecting and contacting potential clients in accordance with the firm’s business plan
  • Making sure sufficient client information is obtained before any recommendation is made
  • Making sure you follow relevant advice and sales procedures at all times
  • Making sure portfolios are managed in accordance with the client’s mandate, objectives and the firm’s investment proposition
  • Undertaking appropriate product and market research
  • Making sure suitable recommendations are made at all times
  • Making sure all supporting documents are maintained
  • Making sure all clients are contacted in accordance with the agreed level of services offered
  • Making sure clients receive relevant documentation in a timely way
  • Dealing with client queries in an efficient and timely manner
  • Ensure that client’s are treated fairly, in line with “TCF” principles
  • Ensure that you can identify clients who are in vulnerable or potentially vulnerable circumstances, in order to treat them fairly, and provide appropriate advice and adapt the services/advice provided accordingly.
  • Making sure a current statement of professional standing (SPS) is held at all times
  • Making sure relevant CPD is maintained and recorded accurately
  • Maintaining all standards of performance as required by the firm
  • Obtaining and maintaining the level of competence as required by the firm
  • Maintaining standards to ensure your remain “Fit & Proper” for the role

     

General responsibilities

  • Making sure you follow the firm’s compliance processes and procedures at all times for example; T&C, complaints, financial crime, anti-money laundering, anti-bribery, data security, data protection, conflicts of interest, inducements, record keeping, best execution etc.
  • Responding to all Compliance department requests on time
  • Complying with the Financial Services and Markets Act 2000, the FCA’s Conduct rules / FCA Statements of
  • Principle & Code of Practice and the relevant rules from the FCA at all times
  • Having a positive culture attitude at all times
  • Keeping up to date with relevant regulatory, product, legislative and technical requirements
  • Making sure all client contact is carried out in a professional and courteous way
  • Making sure all client files are compliant on an ongoing basis
  • Making sure all client records are retained in line with the firm’s Data security / data protection / record keeping policy
  • Liaising with admin support, Paraplanners, and other team members as appropriate

     

Relevant experience, skills and knowledge

We expect an individual performing this role to have the following Experience, Skills, and knowledge:

  • A good understanding and knowledge / awareness of relevant legislation that affects our industry/profession
  • The ability to take on and understand the environment we operate it, and the issues this raises
  • Ability to compile reports

     

Qualification requirements

We expect an individual in this role to hold the following qualifications:

  • The minimum level is “level 4” Diploma with the aim of achieving Chartered status

     
If you are happy for us to contact you in the future with regards to the products or services we provide, please opt in by ticking the box. More information about what we do with the information that you provide in line with the General Data Protection Regulation can be found in our Privacy Policy . #J-18808-Ljbffr

  • Financial Adviser

    1 month ago

    City of London, Greater London, United Kingdom St. James's Place Financial Adviser Academy Full time

    A new challenge. A new culture. A new perspective. If you’re looking for a role that provides you with autonomy, meritocracy and flexibility, you’ve come to the right Place. St. James’s Place. A high number of candidates may make applications for this position, so make sure to send your CV and application through as soon as possible. Launch a...

  • Financial Adviser

    4 weeks ago

    City of London, Greater London, United Kingdom St. James's Place Financial Adviser Academy Full time

    A new challenge. A new culture. A new perspective. If you’re looking for a role that provides you with autonomy, meritocracy and flexibility, you’ve come to the right Place. St. James’s Place. A high number of candidates may make applications for this position, so make sure to send your CV and application through as soon as possible. Launch a...

  • Financial Adviser

    1 month ago

    London, United Kingdom St. James's Place Financial Adviser Academy Full time

    Build long-term relationships. Our Academy programme has been carefully crafted to engage and challenge you through a blend of digital, live and practical learning opportunities which draws on expertise and experience from within our internal community of specialists and insight from leaders in other sectors. This is a full-time programme, fully funded by...

  • Financial Adviser

    1 month ago

    London, United Kingdom St. James's Place Financial Adviser Academy Full time

    Build long-term relationships. Our Academy programme has been carefully crafted to engage and challenge you through a blend of digital, live and practical learning opportunities which draws on expertise and experience from within our internal community of specialists and insight from leaders in other sectors. This is a full-time programme, fully funded by...

  • Financial Adviser

    1 month ago

    City of London, Greater London, United Kingdom St. James's Place Financial Adviser Academy Full time

    Build long-term relationships. Our Academy programme has been carefully crafted to engage and challenge you through a blend of digital, live and practical learning opportunities which draws on expertise and experience from within our internal community of specialists and insight from leaders in other sectors. This is a full-time programme, fully funded by...

  • Financial Adviser

    4 weeks ago

    City of London, Greater London, United Kingdom St. James's Place Financial Adviser Academy Full time

    Build long-term relationships. Our Academy programme has been carefully crafted to engage and challenge you through a blend of digital, live and practical learning opportunities which draws on expertise and experience from within our internal community of specialists and insight from leaders in other sectors. This is a full-time programme, fully funded by...

  • Financial Adviser

    3 weeks ago

    London, United Kingdom Quilter Financial Planning Full time

    ** Any applicant must hold a Level 4 Diploma in Financial Advice **An excellent opportunity for an experienced financial adviser to join an existing Quilter firm on an employed basis. Attractive basic salary with bonus structure, clients provided along with paraplanning and admin support.The ideal candidate will deliver personalized solutions to help clients...

  • Financial Adviser

    2 weeks ago

    London, United Kingdom Quilter Financial Planning Full time

    ** Any applicant must hold a Level 4 Diploma in Financial Advice **An excellent opportunity for an experienced financial adviser to join an existing Quilter firm on an employed basis. Attractive basic salary with bonus structure, clients provided along with paraplanning and admin support.The ideal candidate will deliver personalized solutions to help clients...

  • Become a Financial Adviser

    3 weeks ago

    London, United Kingdom Quilter Financial Planning Full time

    Are you looking for a new opportunity? We work with bright, ambitious people from many different backgrounds who are interested in a career as a financial adviser because it can offer:Flexibility around family and a good work/life balance.nExcellent financial benefits, with scope for progression.nPersonal satisfaction and the opportunity to do something...

  • Become a Financial Adviser

    2 weeks ago

    London, United Kingdom Quilter Financial Planning Full time

    Are you looking for a new opportunity? We work with bright, ambitious people from many different backgrounds who are interested in a career as a financial adviser because it can offer:Flexibility around family and a good work/life balance.nExcellent financial benefits, with scope for progression.nPersonal satisfaction and the opportunity to do something...

  • Trainee Financial Adviser

    3 weeks ago

    London, United Kingdom Financial Lifestyle Management Full time

    Job Advert Are you ready to carve your own path in the world of finance? Do you have a passion for helping others achieve their financial goals while pursuing your own dreams of success? If the answer is yes, this opportunity could be perfect for you. We are FLM, a fast growing wealth management company who look after over £1.65bn of client money across...

  • Trainee Financial Adviser

    2 weeks ago

    London, United Kingdom Humboldt Financial Full time

    Job Title: Trainee Financial Adviser (No Cold Calling) Humboldt Financial is an exciting brand in the financial services industry. Our culture embraces the “work hard play hard” mentality, as we firmly believe that a fulfilled and motivated team leads to very satisfied clients. With offices based in the heart of the City of London, Humboldt Financial...

  • Trainee Financial Adviser

    3 weeks ago

    London, United Kingdom Financial Lifestyle Management Ltd Full time

    Location: LondonContract Type: Permanent/ Full timeSalary: £35,000Benefits: Pension, PMI, Bupa Cashplan, Wagestream (flexible pay), Perkbox, Techscheme,Volunteer days, Birthday lie in, EAP, Wellbeing support.Are you ready to carve your own path in the world of finance? Do you have a passion for helping others achieve their financial goals while pursuing...

  • Trainee Financial Adviser

    2 weeks ago

    London, United Kingdom Financial Lifestyle Management Ltd Full time

    Location: LondonContract Type: Permanent/ Full timeSalary: £35,000Benefits: Pension, PMI, Bupa Cashplan, Wagestream (flexible pay), Perkbox, Techscheme,Volunteer days, Birthday lie in, EAP, Wellbeing support.Are you ready to carve your own path in the world of finance? Do you have a passion for helping others achieve their financial goals while pursuing...

  • Trainee Financial Adviser

    2 weeks ago

    London, United Kingdom Financial Lifestyle Management LTD Full time

    Location: London Contract Type: Permanent/ Full time Salary: 35,000 Benefits: Pension, PMI, Bupa Cashplan, Wagestream (flexible pay), Perkbox, Techscheme, Volunteer days, Birthday lie in, EAP, Wellbeing support. Are you ready to carve your own path in the world of finance? Do you have a passion for helping others achieve their financial goals...

  • Trainee Financial Adviser

    3 weeks ago

    London, United Kingdom Financial Lifestyle Management LTD Full time

    Location: London Contract Type: Permanent/ Full time Salary: 35,000 Benefits: Pension, PMI, Bupa Cashplan, Wagestream (flexible pay), Perkbox, Techscheme, Volunteer days, Birthday lie in, EAP, Wellbeing support. Are you ready to carve your own path in the world of finance? Do you have a passion for helping others achieve their financial goals...

  • Trainee Financial Adviser

    3 weeks ago

    London, United Kingdom Financial Lifestyle Management LTD Full time

    Location: London Contract Type: Permanent/ Full time Salary: 35,000 Benefits: Pension, PMI, Bupa Cashplan, Wagestream (flexible pay), Perkbox, Techscheme, Volunteer days, Birthday lie in, EAP, Wellbeing support. Are you ready to carve your own path in the world of finance? Do you have a passion for helping others achieve their financial goals...

  • Trainee Financial Adviser

    2 weeks ago

    London, United Kingdom Financial Lifestyle Management LTD Full time

    Location: London Contract Type: Permanent/ Full time Salary: 35,000 Benefits: Pension, PMI, Bupa Cashplan, Wagestream (flexible pay), Perkbox, Techscheme, Volunteer days, Birthday lie in, EAP, Wellbeing support. Are you ready to carve your own path in the world of finance? Do you have a passion for helping others achieve their financial goals...

  • Trainee Financial Adviser

    2 weeks ago

    London, United Kingdom Financial Lifestyle Management LTD Full time

    Location: London Contract Type: Permanent/ Full time Salary: 35,000 Benefits: Pension, PMI, Bupa Cashplan, Wagestream (flexible pay), Perkbox, Techscheme, Volunteer days, Birthday lie in, EAP, Wellbeing support. Are you ready to carve your own path in the world of finance? Do you have a passion for helping others achieve their financial goals...

  • Trainee Financial Adviser

    3 days ago

    London, United Kingdom Financial Lifestyle Management Ltd Full time

    Location: LondonContract Type: Permanent/ Full timeSalary: £35,000Benefits: Pension, PMI, Bupa Cashplan, Wagestream (flexible pay), Perkbox, Techscheme,Volunteer days, Birthday lie in, EAP, Wellbeing support. Are you ready to carve your own path in the world of finance? Do you have a passion for helping others achieve their financial goals while pursuing...