Compliance Officer
2 weeks ago
We are working collaboratively with a well established London Market Insurance Broker who are seeking a Compliance Officer to join their warm team.
About The Company: They are a leading insurance firm known for their commitment to excellence, client-centric approach, and innovative solutions. With a history of success spanning over a number of years, they pride themselves on strong ethical values and dedication to upholding industry regulations.
Position Overview: As a Compliance Officer, you will play a pivotal role in maintaining the compliance framework of this organisation. Your primary responsibility will be to conduct comprehensive reviews and assessments to ensure operations align with relevant regulatory guidelines. By analysing processes, identifying potential compliance gaps, and recommending corrective actions, you will contribute directly to risk mitigation strategies and overall success.
Key Responsibilities:
- Deliver the Compliance Monitoring Plan and conduct regular audits and assessments to ensure adherence to industry regulations and internal policies.
- Analyse data, reports, and documents to identify potential compliance issues or anomalies.
- Collaborate with cross-functional teams to implement corrective actions and preventive measures.
- Develop and maintain comprehensive documentation of compliance procedures and findings.
- Stay up-to-date with industry trends and regulatory changes to proactively adapt our compliance strategies.
Qualifications:
- 2 years of experience in compliance monitoring or internal audit role within the insurance or financial services sector.
- Strong understanding of relevant regulations
- Exceptional analytical skills with an eye for detail and accuracy.
- Excellent communication skills to effectively liaise with internal teams and external stakeholders.
- Proficiency in data analysis tools and software (e.g., Excel, SQL, etc.).
- Professional certifications in compliance (e.g., CRCM, CCEP) would be advantageous.
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