Senior Regulatory Policy Manager

1 month ago


Birmingham, United Kingdom Birchlake Recruitment Full time

Our West Midlands based client are looking to appoint a Compliance Policy & Advice Manager on a hybrid basis.
The purpose of this role is to provide sound, accurate and commercial advice on regulatory (conduct and prudential risk) matters affecting the business, that will enable the them to operate in accordance with industry best practice as well as meeting regulatory standards. In addition, be responsible for line management responsibilities for the Compliance Business Partners.


The role holder will also be expected to provide input into the Compliance, Data Protection, & Financial Crime Risk Management Frameworks and Policies to assist the Chief Compliance Officer in providing the business with a Risk Assurance function as a 2nd line of defence, to protect both the organisation and its customers by ensuring that Compliance Risks are effectively identified and managed.


Manage and lead a small team of Compliance Business Partners.
Provide advice and guidance to the business on technical regulatory issues, utilising broad financial services knowledge to contribute to policy changes to in-house regulations, analysing the impact of regulatory changes, appreciating when potential issues require escalating, and ensuring the implementation of any required changes to internal policies/procedures.
Ensure that the Society attains the highest standards of conduct and data protection regulatory compliance, in all areas of business operation, to meet all appropriate regulatory and legislative requirements by working closely with first line colleagues to fully embed the Society’s regulatory compliance “Traceability Matrix”.
Provide subject matter expert advice on all conduct related regulatory sourcebooks (BCOBS, MCOB, ICOB, CONC, PERG, SYSC etc.) as well as providing horizon scanning overviews of relevant Prudential Compliance matters.
Meet regulatory/legislative timescales providing well-structured, well-considered summaries of proposed regulatory change to the business and collating responses to the regulator as required.
To participate in, and at times lead, projects and initiatives in support of improving the processes and products offered to customers. To produce MI and regulatory update reports for presentation at various levels of committees including regulatory timeline updates to the Executive and the Board.


Proven retail financial services experience within Compliance and Risk
Excellent oral and written communication skills and ability to communicate with and present to, a wide range of stakeholders from customer facing assistants to Senior Executive level staff.


Generous annual leave starting at 25 days + 8 bank holidays, (pro rata)
Corporate health plan with the option to include family members
Discounted travel cards
Life assurance (4 x salary)
Pension scheme where they will augment your contribution by 0.



  • Birmingham, United Kingdom MERJE Ltd Full time

    Opportunity to join a very well known financial services business joining an established 2 nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudential risk matters. The business operates a hybrid working week, the expectation...


  • Birmingham, United Kingdom Broadgate Full time

    Compliance Policy & Advice Manager This role sits within Risk (Conduct/Prudential) with the aim of providing expert advice on regulatory matters. There will be line management responsibility for two members of the Policy and Advisory team. Achieve and maintain highest standards of conduct and data protection Experience within a Risk/Compliance function...


  • Birmingham, United Kingdom Pro-Finance Recruitment Group Full time

    Starting ASAP, our client is in search of an Interim Regulatory Policy Analyst to join a dynamic team and play a critical role in delivering key parts of regulatory and commercial work programming, leading on policy analysis and advising the senior leadershipteam. - Commercial delivery models for strategic infrastructure - Standardised agreements/Industry...

  • Senior Associate

    2 days ago


    Birmingham, United Kingdom IDEX Consulting Full time

    This Top 50 National law firm is seeking to recruit a Regulatory Solicitor to join the growing Business Crime and Regulatory team in Birmingham. This team is recognised as one of the country's leading teams in this area of law, and regularly acts on high profile cases. The team covers the full spectrum of regulatory work, both contentious and...

  • Compliance Advice

    2 days ago


    Birmingham, United Kingdom MERJE Full time

    Opportunity to join a very well known financial services business joining an established 2nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudential risk matters.The business operates a hybrid working week, the expectation would...

  • Compliance Advice

    2 days ago


    Birmingham, United Kingdom MERJE Full time

    Job DescriptionOpportunity to join a very well known financial services business joining an established 2nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudential risk matters.The business operates a hybrid working week, the...

  • Compliance Advice

    2 days ago


    Birmingham, United Kingdom MERJE Full time

    Opportunity to join a very well known financial services business joining an established 2nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudential risk matters.The business operates a hybrid working week, the expectation would...

  • Compliance Advice

    2 days ago


    Birmingham, United Kingdom MERJE Full time

    Opportunity to join a very well known financial services business joining an established 2nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudential risk matters. The business operates a hybrid working week, the expectation...

  • Compliance Advice

    2 days ago


    Birmingham, United Kingdom MERJE Full time

    Opportunity to join a very well known financial services business joining an established 2nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudential risk matters.The business operates a hybrid working week, the expectation would...

  • Compliance Advice

    2 days ago


    Birmingham, United Kingdom MERJE Full time

    Opportunity to join a very well known financial services business joining an established 2nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudential risk matters.If you think you are the right match for the following...

  • Compliance Advice

    1 day ago


    Birmingham, United Kingdom MERJE Full time

    Job Description Opportunity to join a very well known financial services business joining an established 2nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudential risk matters. The business operates a hybrid working week,...

  • Compliance Advice

    2 days ago


    Birmingham, United Kingdom MERJE Full time

    Opportunity to join a very well known financial services business joining an established 2nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudential risk matters. The business operates a hybrid working week, the expectation...

  • Compliance Advice

    2 days ago


    Birmingham, United Kingdom MERJE Full time

    Opportunity to join a very well known financial services business joining an established 2nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudential risk matters.If your skills, experience, and qualifications match those in this...


  • Birmingham, United Kingdom Taylorollinson Full time

    Regulatory Affairs Manager Our client is an established contract manufacturing organisation (CMO) providing services on a global scale. As a fully regulatory compliance facility, our client are able to provide technical innovation supporting with the formulation and development of novel cleaning products across many sectors. An opportunity has now become...

  • Hmo Licensing Officer

    4 weeks ago


    Birmingham, United Kingdom RSR Regulatory Full time

    RSR Regulatory is a market leading recruitment business dedicated to supplying experienced practitioners on a temporary, contractual or permanent basis to the Law Enforcement, Cyber Security, Offender Management and Regulatory Services talent markets. RSR Regulatory are currently recruiting for a number of HMO Licensing Officers to be based in Birmingham on...


  • Birmingham, United Kingdom Taylorollinson Full time

    Regulatory Affairs Manager Location – West Midlands Our client is an established contract manufacturing organisation (CMO) providing services on a global scale. As a fully regulatory compliance facility, our client are able to provide technical innovation supporting with the formulation and development of novel cleaning products across many sectors. An...


  • Birmingham, United Kingdom Taylorollinson Full time

    Regulatory Affairs ManagerLocation – West MidlandsOur client is an established contract manufacturing organisation (CMO) providing services on a global scale. As a fully regulatory compliance facility, our client are able to provide technical innovation supporting with the formulation and development of novel cleaning products across many sectors.An...


  • Birmingham, United Kingdom Taylorollinson Full time

    Regulatory Affairs Manager Location - West Midlands Our client is an established contract manufacturing organisation (CMO) providing services on a global scale. As a fully regulatory compliance facility, our client are able to provide technical innovation supporting with the formulation and development of novel cleaning products across many sectors. An...

  • Senior Manager

    2 weeks ago


    Birmingham, United Kingdom Hays Senior Finance Full time

    Expatriate Tax Manager required, by highly respected Birmingham Accountancy Firm. This Firm, an accountancy and business advisory firm, provides advice and solutions businesses need in navigating today's changing world. Their Expatriate Team forms part of their Global Employer Services offering, which includes Employment Tax and Share Plan and Incentive...


  • Birmingham, United Kingdom Meet Full time

    Regulatory Affairs Custom Device Team Lead / Senior Regulatory Affairs Custom Device Associate Main Purpose of Job and Objectives: Perform Regulatory tasks to ensure compliance with regulations. Prepare regulatory documentation and submissions for product approvals. Develop regulatory plans/strategies for new products and changes to existing...