Financial Regulatory
4 weeks ago
An International banking institution wish to recruit within regulatory transformation for capital markets business growth, the successful candidate will be responsible for identifying, assessing and driving regulatory changes
Contribute to identifying in-scope emerging regulatory changes applicable to capital markets.
Lead business impact and gap analysis between current operating models and new regulatory requirements
Identifies and facilitates detailed client and Front Office processes’ impacts: client flows and outreach requirements, communications, product, trade surveillance and business conduct
Collaborate with various stakeholders to drive regulatory advocacy and thought leadership efforts locally and on a cross-jurisdictional basis
Provide regulatory change subject matter expertise on business change initiatives and remediation where required
Drive the creation of Capital Markets Regulatory Target Operating Model including core business and technology capabilities, roles and responsibilities
Drive digital and data regulatory solutions and interpretation with a focus on automated controls, data quality and eliminating manual and inconsistent processes around regulatory workflows, and internal business processes
Provides leadership, training, coaching, and guidance to team members and impacted stakeholders
5 years’ demonstrated work experience within business change solutions and/or regulatory change initiatives within a Legal, Compliance, Banking, Asset Management or Fintech environment
A strong knowledge of Capital Markets financial instruments, including, but not limited to derivative products to cash products
Understanding of the financial product lifecycle: origination, primary market, secondary market and the associated business activities such as settlement, risk management, operations & accounting
Strong understanding of UK and EU securities and derivatives regulatory frameworks including, for example, EMIR, MiFID, SFTR and other EU legislation
Understanding of market, credit, and operational risk frameworks
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