Head of Compliance and Risk

3 weeks ago

London, United Kingdom Saxton Leigh Full time

Our client is an international bank based in the City. They are looking to hire a Senior Prudential and Operational Risk Manager on an initial 4-month FTC with the potential to go permanent.


Continue to maintain and update Operational Risk Management Policy of both the entities of the UK operations of the bank.
Collection, analysis, monitoring, and reporting of Operational risk incidents and related OR MI to present to key governance committees.
Conducting Root Cause Analysis in conjunction with business lines of reported operational risk incidents and preparing relevant reports to Risk Management Committee.
Planning, scheduling, and conducting Risk and Control Self-Assessments (“RCSA”).
Annual refresh and update of the Risk Registers for both UK bank entities.
Reporting of Operational Risk incidents and other Operational Risk data to Group HO as required to comply with Head office and UK regulatory expectations.
Under supervision of DCRO, preparation for L-SREP and C-SREP or related reviews, including co-ordination of matters including Operational Risk assessments.
Prepare any relevant regulatory reports e.g. Support DCRO in review and assessment of all Bank policies of the subsidiary.
Oversight on Liquidity Returns (LCR, NSFR, SLS) of UK Subsidiary for submission to parent bank on monthly basis.
Convening RMC meeting of Retail bank, with senior responsibility for accuracy in preparation and circulation of agenda pack to the members.
Preparation / review of Risk Management Pack for RMC, ManCo, BRCC and Board.
Monitoring and analysis of Key Risk Indicators as per Risk Appetite Statement of Retail bank and escalation and reporting to DCRO/CRO, Ensure accuracy of all MI, reports, for submission to regulators / other departments and Head office.


Minimum 3 years operational risk experience in a UK banking environment.
Good understanding of retail and wholesale banking products and services.
Knowledge of regulatory requirements for identifying, monitoring and reporting of operational risks including Third Party Outsourcing and governance expectations.
Familiar with the supervisory environment (FCA/PRA) and pro-active in ensuring organisational compliance with regulatory principles and directives.

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