Compliance Analyst

2 weeks ago

Cardiff, United Kingdom Waterhouse-Kern Associates Full time

Waterhouse-Kern Associatea are delighted to be working with a leading FS client to find a Compliance Monitoring Analyst on a contract basis for 3 to 6 months.
Job purpose:
The main objective of the Compliance Monitoring Analyst is to support all aspects of ‘second line of defence’ compliance including thematic review work, compliance monitoring and interfacing with the business.

What you'll be doing:
You will play a supporting role in the day-to-day running of the Compliance Quality Assurance function in the Compliance Monitoring Team.
Carrying out required monitoring reviews within scheduled timescales.
Producing high quality monitoring reports, suggesting remedial action where required and tracking issues to closure.
Producing monthly QA MI for the Head of Compliance to review on an on-going basis.
Providing constructive feedback development points to other business functions to drive a positive compliance culture whilst adhering to regulatory and company guidelines.
Maintaining detailed knowledge of regulatory requirements from loan or card application stage to account closure focusing on process improvement and monitoring.
Keeping up-to-date with industry developments in consumer credit.

What you'll need:

A good understanding of the Consumer Credit Act and its application under FCA and be familiar with the FCA Handbook, particularly the Consumer Credit rules (CONC) and Treating Customers Fairly.
Financial Services knowledge and experience preferably in a lending environment.
Knowledge of MI reporting and skilled in the preparation of excel spreadsheets which will produce charts and data for reporting purposes.
You should have experience of carrying out internal monitoring, producing comprehensive reports and advising on remedial action where necessary, tracking issues to closure.
Previous experience in a Consumer Credit Compliance environment, with proven experience in a similar compliance role.
Ability to drive a positive compliance culture.

  • Compliance Monitoring Analyst

    7 days ago

    Cardiff, United Kingdom Waterhouse-Kern Associates Full time

    Waterhouse-Kern Associatea are delighted to be working with a leading FS client to find a Compliance Monitoring Analyst on a contract basis for 3 to 6 months. A variety of soft skills and experience may be required for the following role Please ensure you check the overview below carefully. Job purpose: The main objective of the Compliance Monitoring...

  • Compliance Monitoring Analyst

    7 days ago

    Cardiff, United Kingdom Waterhouse-Kern Associates Full time

    Waterhouse-Kern Associatea are delighted to be working with a leading FS client to find a Compliance Monitoring Analyst on a contract basis for 3 to 6 months. A variety of soft skills and experience may be required for the following role Please ensure you check the overview below carefully. Job purpose: The main objective of the Compliance Monitoring...

  • Compliance Monitoring Analyst

    2 weeks ago

    Cardiff, United Kingdom Waterhouse-Kern Associates Full time

    Waterhouse-Kern Associatea are delighted to be working with a leading FS client to find a Compliance Monitoring Analyst on a contract basis for 3 to 6 months. Job purpose: The main objective of the Compliance Monitoring Analyst is to support all aspects of ‘second line of defence’ compliance including thematic review work, compliance monitoring and...

  • Compliance Monitoring Analyst

    2 weeks ago

    Cardiff, United Kingdom Waterhouse-Kern Associates Full time

    Waterhouse-Kern Associatea are delighted to be working with a leading FS client to find a Compliance Monitoring Analyst on a contract basis for 3 to 6 months. Job purpose: The main objective of the Compliance Monitoring Analyst is to support all aspects of ‘second line of defence’ compliance including thematic review work, compliance monitoring and...

  • Compliance Monitoring Analyst

    2 weeks ago

    Cardiff, United Kingdom Waterhouse-Kern Associates Full time

    Job DescriptionWaterhouse-Kern Associatea are delighted to be working with a leading FS client to find a Compliance Monitoring Analyst on a contract basis for 3 to 6 months.Job purpose:The main objective of the Compliance Monitoring Analyst is to support all aspects of ‘second line of defence’ compliance including thematic review work, compliance...

  • Compliance Monitoring Analyst

    10 hours ago

    Cardiff, United Kingdom Waterhouse-Kern Associates Full time

    Waterhouse-Kern Associatea are delighted to be working with a leading FS client to find a Compliance Monitoring Analyst on a contract basis for 3 to 6 months.Job purpose:The main objective of the Compliance Monitoring Analyst is to support all aspects of ‘second line of defence’ compliance including thematic review work, compliance monitoring and...

  • Compliance Monitoring Analyst

    2 weeks ago

    Cardiff, United Kingdom Waterhouse-Kern Associates Full time

    Waterhouse-Kern Associatea are delighted to be working with a leading FS client to find a Compliance Monitoring Analyst on a contract basis for 3 to 6 months.Job purpose:The main objective of the Compliance Monitoring Analyst is to support all aspects of ‘second line of defence’ compliance including thematic review work, compliance monitoring and...

  • Compliance Monitoring Analyst

    2 weeks ago

    Cardiff, United Kingdom Waterhouse-Kern Associates Full time

    Job Description Waterhouse-Kern Associatea are delighted to be working with a leading FS client to find a Compliance Monitoring Analyst on a contract basis for 3 to 6 months. Job purpose: The main objective of the Compliance Monitoring Analyst is to support all aspects of ‘second line of defence’ compliance including thematic review work, compliance...

  • Compliance Monitoring Analyst

    7 hours ago

    Cardiff, Cardiff County, United Kingdom Waterhouse-Kern Associates Full time

    Waterhouse-Kern Associatea are delighted to be working with a leading FS client to find a Compliance Monitoring Analyst on a contract basis for 3 to 6 months.Job purpose:The main objective of the Compliance Monitoring Analyst is to support all aspects of ‘second line of defence’ compliance including thematic review work, compliance monitoring and...

  • Compliance Monitoring Analyst

    1 week ago

    Cardiff, United Kingdom Waterhouse-Kern Associates Full time

    Waterhouse-Kern Associatea are delighted to be working with a leading FS client to find a Compliance Monitoring Analyst on a contract basis for 3 to 6 months.A variety of soft skills and experience may be required for the following role Please ensure you check the overview below carefully.Job purpose:The main objective of the Compliance Monitoring Analyst is...

  • Compliance Monitoring Analyst

    2 weeks ago

    Cardiff, United Kingdom Waterhouse-Kern Associates Full time

    Waterhouse-Kern Associatea are delighted to be working with a leading FS client to find a Compliance Monitoring Analyst on a contract basis for 3 to 6 months.A variety of soft skills and experience may be required for the following role Please ensure you check the overview below carefully.Job purpose:The main objective of the Compliance Monitoring Analyst is...

  • Compliance Analyst

    2 weeks ago

    Cardiff, United Kingdom Waterhouse-Kern Associates Full time

    Waterhouse-Kern Associatea are delighted to be working with a leading FS client to find a Compliance Monitoring Analyst on a contract basis for 3 to 6 months. Job purpose: The main objective of the Compliance Monitoring Analyst is to support all aspects of ‘second line of defence’ compliance including thematic review work, compliance monitoring and...

  • Compliance Analyst

    2 weeks ago

    Cardiff, United Kingdom Waterhouse-Kern Associates Full time

    Job Description Waterhouse-Kern Associatea are delighted to be working with a leading FS client to find a Compliance Monitoring Analyst on a contract basis for 3 to 6 months. Job purpose: The main objective of the Compliance Monitoring Analyst is to support all aspects of ‘second line of defence’ compliance including thematic review work, compliance...

  • Compliance Monitoring Analyst

    2 weeks ago

    Greater Cardiff Area, United Kingdom Waterhouse-Kern Associates Full time

    Waterhouse-Kern Associatea are delighted to be working with a leading FS client to find a Compliance Monitoring Analyst on a contract basis for 3 to 6 months.Job purpose:The main objective of the Compliance Monitoring Analyst is to support all aspects of ‘second line of defence’ compliance including thematic review work, compliance monitoring and...

  • Compliance Monitoring Analyst

    2 weeks ago

    Greater Cardiff Area, United Kingdom Waterhouse-Kern Associates Full time

    Waterhouse-Kern Associatea are delighted to be working with a leading FS client to find a Compliance Monitoring Analyst on a contract basis for 3 to 6 months.Job purpose:The main objective of the Compliance Monitoring Analyst is to support all aspects of ‘second line of defence’ compliance including thematic review work, compliance monitoring and...

  • Compliance Monitoring Analyst

    2 weeks ago

    Greater Cardiff Area, United Kingdom Waterhouse-Kern Associates Full time

    Waterhouse-Kern Associatea are delighted to be working with a leading FS client to find a Compliance Monitoring Analyst on a contract basis for 3 to 6 months. Job purpose: The main objective of the Compliance Monitoring Analyst is to support all aspects of ‘second line of defence’ compliance including thematic review work, compliance monitoring and...

  • Business Systems Analyst

    6 hours ago

    Cardiff, United Kingdom CPS Group (UK) Limited Full time

    BA / Systems Analyst (SQL) Remote / Cardiff Salary: Up to £65,000 + benefits CPS Group Is working with a leading IT Consultancy that has an excellent opportunity for a BA / Systems Analyst to join the business supporting one of their Cardiff based public sector clients. This is a fantastic opportunity for someone looking to build a long-term career with a...

  • Guideline Management Control Coding Senior Analyst

    2 weeks ago

    Cardiff, Cardiff, United Kingdom LegalAndGeneral Full time

    Job DescriptionWe're recruiting for a Guideline Management Control Coding Senior Analyst to join us on a 12-month FCT. We're offering abasic salary of c£45,000 and a strong benefits package.What you'll be doing:Joining a team who provide and integral service to LGIM's investment governance and oversight processesAnalysing and interpreting contracts and...

  • Strategy Analyst

    1 month ago

    Cardiff, United Kingdom Sanctuary Group Full time

    Are you great with people, a strategic thinker, and up for a challenge? That’s what we’re looking for in two Strategy Analysts to join our small and very committed team. Your enthusiasm, commitment, and critical thinking are more important than where you are based or whether you have previous experience in housing. In these roles you will work with...

  • Strategy Analyst

    1 month ago

    Cardiff, United Kingdom Sanctuary Group Full time

    Are you great with people, a strategic thinker, and up for a challenge? That’s what we’re looking for in two Strategy Analysts to join our small and very committed team. Your enthusiasm, commitment, and critical thinking are more important than where you are based or whether you have previous experience in housing. In these roles you will work with...