Regulatory Compliance Manager

1 day ago


Cambridge Cambridgeshire, United Kingdom Space Executive Full time

Space Exec is partnered with a dynamic global investment group at the forefront of innovation, spanning asset management, digital assets, quant trading, and cutting-edge financial strategies.
As Compliance Manager, you will play a pivotal role in embedding robust compliance practices into our operations, ensuring agility in the group's expansion and alignment in evolving regulatory landscapes.

Design and maintain compliance frameworks to meet regulatory and operational requirements.
Conduct periodic reviews and assessments to identify and mitigate compliance risks.
Serve as the key contact for regulatory bodies, handling licensing, audits, and inquiries.
Provide training and guidance to teams on compliance standards and policies.
Support regulatory engagements and manage responses to inspections or investigations.
Monitor regulatory changes and drive updates to policies and procedures.

Bachelor’s degree in Finance, Law, or related field.
~ Proficiency in Chinese to communicate with key stakeholders in Asia.
~5+ years’ experience in compliance, ideally within asset management or related industries.
~ crypto or digital asset knowledge is advantageous.
~ Proven experience in managing compliance frameworks and risk controls.
~ CFA, CRCM) are a plus.



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