Regulatory Compliance Manager
1 day ago
Space Exec is partnered with a dynamic global investment group at the forefront of innovation, spanning asset management, digital assets, quant trading, and cutting-edge financial strategies.
As Compliance Manager, you will play a pivotal role in embedding robust compliance practices into our operations, ensuring agility in the group's expansion and alignment in evolving regulatory landscapes.
Design and maintain compliance frameworks to meet regulatory and operational requirements.
Conduct periodic reviews and assessments to identify and mitigate compliance risks.
Serve as the key contact for regulatory bodies, handling licensing, audits, and inquiries.
Provide training and guidance to teams on compliance standards and policies.
Support regulatory engagements and manage responses to inspections or investigations.
Monitor regulatory changes and drive updates to policies and procedures.
Bachelor’s degree in Finance, Law, or related field.
~ Proficiency in Chinese to communicate with key stakeholders in Asia.
~5+ years’ experience in compliance, ideally within asset management or related industries.
~ crypto or digital asset knowledge is advantageous.
~ Proven experience in managing compliance frameworks and risk controls.
~ CFA, CRCM) are a plus.
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Regulatory Compliance Trainer
4 weeks ago
Peterborough, Cambridgeshire, United Kingdom Compliance Group Limited Full time €38,000 - €45,000At Compliance Group, we place a strong emphasis on our people. You'll play a vital role in building strong connections with new acquisitions and fostering relationships through influence and collaboration. Were looking for a skilled Technology Trainer to join our team, reporting to the CTO via the Enterprise Systems Programme Manager. The role will involve...
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Director, Regulatory
1 day ago
Cambridge, Cambridgeshire, United Kingdom Avenir Group Full timeJob Overview: We are a forward-thinking and dynamic company in the asset management industry, dedicated to upholding the highest standards of compliance and regulatory excellence. We are seeking a senior Compliance Manager to responsible for ensuring that the company's operations comply with regulatory requirements and internal policies, safeguarding the...
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Director, Regulatory
1 day ago
Cambridge, Cambridgeshire, United Kingdom Avenir Group Full timeJob Overview: We are a forward-thinking and dynamic company in the asset management industry, dedicated to upholding the highest standards of compliance and regulatory excellence. We are seeking a senior Compliance Manager to responsible for ensuring that the company's operations comply with regulatory requirements and internal policies, safeguarding the...
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Compliance Manager
1 day ago
Cambridge, Cambridgeshire, United Kingdom Avenir Group Full timeJob Overview: We are a forward-thinking and dynamic company in the asset management industry, dedicated to upholding the highest standards of compliance and regulatory excellence. We are seeking a senior Compliance Manager to responsible for ensuring that the company's operations comply with regulatory requirements and internal policies, safeguarding...
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Compliance Manager
1 day ago
Cambridge, Cambridgeshire, United Kingdom Avenir Group Full timeJob Overview: We are a forward-thinking and dynamic company in the asset management industry, dedicated to upholding the highest standards of compliance and regulatory excellence. We are seeking a senior Compliance Manager to responsible for ensuring that the company's operations comply with regulatory requirements and internal policies, safeguarding...
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Regulatory Compliance Specialist
2 weeks ago
Cambridge, Cambridgeshire, United Kingdom MRA Search Full timeOverviewMRA Search has been appointed by a rapidly expanding, Hong Kong-based asset management company to find a highly skilled Regulatory Compliance Specialist for their Cambridge office. This will be the firm's first UK Compliance hire and will suit candidates with a strong interest in crypto/web3.SalaryThe salary for this position is estimated to be...
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Regulatory Compliance Expert
3 days ago
Cambridge, Cambridgeshire, United Kingdom CK Group Full time £22Regulatory Compliance ExpertAbout the Role:This is an exciting opportunity for a Regulatory Compliance Expert to join our team in Cambridge. As a key member of the product development team, you will play a critical role in ensuring that our products meet regulatory requirements and customer expectations.Responsibilities:- Develop and maintain knowledge of...
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Compliance Manager
3 weeks ago
Cambridgeshire and Peterborough, United Kingdom ELP Consult Full timeJob DescriptionAt ELP Consult, we are seeking a highly skilled Compliance Manager to join our team. This key role is responsible for ensuring the company's operations comply with regulatory requirements and internal policies, safeguarding the legality and standardization of our business activities.Key ResponsibilitiesDevelop and implement the company's...
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Compliance Manager/Senior Manager
1 day ago
Cambridge, Cambridgeshire, United Kingdom KOS International Limited Full timeOur client, a global cryptocurrency trading and asset management platform with a newly established UK office in Cambridge, is seeking a senior Compliance Manager to responsible for ensuring that the company's operations comply with regulatory requirements and internal policies, safeguarding the legality and standardization of business activities. Oversee...
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Compliance Manager/Senior Manager
1 day ago
Cambridge, Cambridgeshire, United Kingdom KOS International Limited Full timeOur client, a global cryptocurrency trading and asset management platform with a newly established UK office in Cambridge, is seeking a senior Compliance Manager to responsible for ensuring that the company's operations comply with regulatory requirements and internal policies, safeguarding the legality and standardization of business activities. Oversee...
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AML Compliance Specialist
1 month ago
Cambridge, Cambridgeshire, United Kingdom API Compliance Ltd Full timeAbout API Compliance LtdAPI Compliance Ltd is a boutique regulatory consultancy providing support to FCA regulated Payment and E-Money Institutions. Our team is expanding, and we are seeking a meticulous, motivated, and detail-oriented Compliance Consultant to be part of our diverse and multi-cultural team.We are seeking a full-time Junior Consultant...
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Senior Compliance Manager
1 day ago
Cambridge, Cambridgeshire, United Kingdom KOS International Limited Full timeOur client, a global cryptocurrency trading and asset management platform with a newly established UK office in Cambridge, is seeking a senior Compliance Manager to responsible for ensuring that the company's operations comply with regulatory requirements and internal policies, safeguarding the legality and standardization of business activities. Key...
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Senior Compliance Manager
1 day ago
Cambridge, Cambridgeshire, United Kingdom KOS International Limited Full timeOur client, a global cryptocurrency trading and asset management platform with a newly established UK office in Cambridge, is seeking a senior Compliance Manager to responsible for ensuring that the company's operations comply with regulatory requirements and internal policies, safeguarding the legality and standardization of business activities. Key...
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Compliance Manager
1 day ago
Cambridge, Cambridgeshire, United Kingdom Space Executive Full timeSpace Exec is partnered with a dynamic global investment group at the forefront of innovation, spanning asset management, digital assets, quant trading, and cutting-edge financial strategies. As Compliance Manager, you will play a pivotal role in embedding robust compliance practices into our operations, ensuring agility in the group's expansion and...
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Compliance Manager
24 hours ago
Cambridge, Cambridgeshire, United Kingdom Space Executive Full timeSpace Exec is partnered with a dynamic global investment group at the forefront of innovation, spanning asset management, digital assets, quant trading, and cutting-edge financial strategies. As Compliance Manager, you will play a pivotal role in embedding robust compliance practices into our operations, ensuring agility in the group's expansion and...
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Cambridge, Cambridgeshire, United Kingdom Mundipharma International Full timeJob OpportunityWe are currently seeking a senior manager to lead our regulatory systems and data management function.This full-time position is based in Cambridge with the possibility of hybrid or flexible work arrangements.The ideal candidate will have extensive experience in regulatory operations, data management, and system governance, along with a strong...
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Regulatory Compliance Expert
2 weeks ago
Cambridge, Cambridgeshire, United Kingdom 52North - creators of Neutrocheck® Full timeWe are 52North, creators of Neutrocheck®, a med-tech company striving to transform patient experiences and set new industry standards through innovative technology.This exciting opportunity requires a Regulatory Compliance Expert to oversee our QMS, ensure adherence to regulations, and develop effective quality processes.ResponsibilitiesLeading the...
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Compliance and Regulatory Affairs Director
2 days ago
Cambridge, Cambridgeshire, United Kingdom Vertex Ventures HC Full timeJob Title: Compliance and Regulatory Affairs DirectorAbout Bicycle Therapeutics:We are a clinical-stage biopharmaceutical company dedicated to developing innovative medicines for underserved diseases. Our team is passionate about improving the lives of patients and driving meaningful change in the industry.Job Summary:The Compliance and Regulatory Affairs...
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Regulatory Compliance Specialist
3 days ago
Cambridgeshire and Peterborough, United Kingdom Cranleigh Scientific Ltd Full timeSenior Quality Assurance PositionCranleigh Scientific Ltd is seeking a Senior Quality Assurance professional to oversee the development of a quality framework for ATMP manufacturing. This involves regulatory compliance, quality improvement, and leadership of a quality team, along with collaboration with various departments.The ideal candidate has extensive...
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Cambridge, Cambridgeshire, United Kingdom ProTech Recruitment Ltd Full timeHead of Quality and Regulatory AffairsProTech Recruitment Ltd is seeking a highly skilled and motivated Head of Quality and Regulatory Affairs to join their team. This individual will play a critical role in guiding the organisation's innovative medical products through the regulatory approval process, ensuring compliance with global quality standards. This...