Financial Analyst

4 weeks ago


United Kingdom Buckden Partners Full time

My client is an established and entrepreneurial real estate lender. They are expanding their compliance team and seeking a QA Analyst.
The Quality Assurance Analyst is responsible for providing pre and post completion loan reviews along with call monitoring. The purpose is to provide Quality Assurance checks against internal and regulatory policies and procedures in line with the agreed frameworks.

Ensure that the business policies and procedures and regulatory obligations are implemented in accordance with regulatory standards and industry best practice
Monitor compliance with the relevant business covenants and associated policies designed to ensure that the business identifies and manages risks appropriately (including, financials, vulnerable customers, forbearance etc)
Provide quality assurance of the relevant business functions to ensure adherence to all relevant policies and procedures
Managing the remediation of audit findings Requirements
Produce MI and present analysis for management and committees
Monitor and manage workflow queues to ensure Service Level Agreement's (SLA’s) are met and ensure quality standards are regularly tested and maintained
Reporting data to the Financial Conduct Authority (FCA)
Assisting with day-to-day compliance related queries on an ad hoc basis

Compliance experience within a Financial Services firm with property lending products (2+ years desirable)
Ability to interpret data and present it in an easy-to-understand manner



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