Legal Risk and Compliance Officer

4 weeks ago

City of London Greater London, United Kingdom AJ FOX COMPLIANCE Full time

We are working with an independent law firm to recruit a Compliance Officer to join their collaborative and highly regarded London team.
In this role, you’ll work closely with the Head of Risk and Compliance, supporting a range of firmwide compliance functions and contributing to the delivery of robust risk management across the business. You’ll assist with tasks spanning AML, client onboarding, conflicts, and monitoring, while also helping to develop and maintain best practice in line with the SRA’s regulatory framework.

The firm is looking for a candidate with prior experience in a law firm environment and a good understanding of client onboarding and KYC requirements.

Conducting client and third-party checks and managing ongoing monitoring
Reviewing risk assessment forms and providing guidance to fee earners
Supporting internal monitoring, audits, and file reviews
Researching regulatory updates and supporting the drafting of internal policies
Preparing compliance reports, minutes, and documentation for audits and renewals
Providing administrative support and managing ad hoc compliance projects

If you’re looking to take the next step in your risk and compliance career, we’d love to hear from you.

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