Regulatory Policy VP

3 weeks ago

London, United Kingdom Barclays UK Full time

As a Barclays BOC APAC Market Equities Vice President, you will have the opportunity to support the APAC Equities Compliance team and report directly into the Head of HK Markets and APAC Equities Compliance.This is an exciting chance to join a knowledgeable team, where you will be acting as a trusted advisor managing Compliance face-off to the Equities business in Hong Kong and provide sufficient support on all regulatory compliance matters.
Barclays is one of the world's largest and most respected financial institutions, established in 1690, with a legacy of success, quality, and innovation. We offer careers that provide endless opportunity – helping millions of individuals and businesses thrive, and creating financial and digital solutions that the world now takes for granted.
At Barclays, we offer a hybrid working experience that blends the positives of working alongside colleagues at our onsite locations, together with working from home. We have a structured approach where colleagues work at an onsite location on fixed, ‘anchor’, days of the week, for a minimum of two days a week or more, as set by the business area (or nearest equivalent if working part-time hours). Please note that as we continue to embed our hybrid working environment, we remain in a test and learn phase, which means that working arrangements may be subject to change on reasonable notice to ensure we meet the needs of our business.
Providing regulatory advice with respect to issues raised by the relevant business areas and liaising with key members of the business and infrastructure on any related regulatory issues
Reviewing responses to regulatory queries/investigations as well as review, formulate local policies and to consult on global policies
Identifying, analysing and proposing proactively recommended courses of action arising from existing and new regulatory developments to assigned business division
Evaluating and escalating issues to Regional Compliance Management as appropriate
Displaying a proactiveness to network, develop links with external parties within the industry and represent Barclays in undertaking work with the external industry trade associations
Leading the development and the roll-out of bespoke training in relation to matters of remediation and compliance policies
Assisting the APAC Head of Markets Compliance and CCO BI APAC in the approval of new products for equities locally and regionally
Excellent analytical skills, with the ability to identify themes and trends from large volumes of data and to manage entire projects of work end to end
Graduate in relevant discipline in Business
experience with offshore regimes such as FPI, IRC and QFII preferable
Proficiency in English, Chinese, Cantonese and experience in interacting with Hong Kong regulators (interacted with Chinese regulators will be a plus) and senior business stakeholders
Skills that will help you in the role:
Familiarity with compliance regulatory requirements, interacting with Hong Kong regulators (interacting with Chinese regulators will be a plus) and senior business stakeholders
Sound decision-making skills balancing commercial needs with solid control infrastructure and interacting skills with Hong Kong regulators and senior business stakeholders
Our offices are situated in the center of Hong Kong’s financial district, at 2 Queen’s Road.
Cheung Kong Centre is an investment banking hub that offers panoramic views of Victoria Harbour and Kowloon Peninsula. There is a variety of local amenities and you will be just a short walk from shopping malls, health clubs and multiple transport links.
#LI-Hybrid
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