Senior Manager, Risk, Compliance and Policy

4 weeks ago


Glasgow, United Kingdom Legalis Legal Recruitment Full time

Senior Risk Manager EMEA | Law Firm | UK or Europe based Our client is a UK law firm, with offices across Europe, Middle East & Africa which require a dynamic Senior Risk Manager to play a lead role in their expanding team of 34 professionals across the EMEA region. In this pivotal role, you will serve as a trusted advisor to our Partners and Lawyers, offering expert guidance on a broad spectrum of risk, compliance, and conflict matters.
Your expertise will encompass AML, sanctions, confidentiality, share dealing, data protection, Bribery Act procedures, and SRA Code of Conduct compliance. You will be a key person for all risk matters that heighten and intensify in urgency and complexity. Hence, this is very much a “hands on” role as much as also strengthening the policies & procedures.
Lead the management of new and intricate client matters, ensuring meticulous AML compliance and conducting thorough conflict checks.
Oversee AML compliance efforts, maintaining close collaboration with fee earners while upholding and refining policies and procedures.
Remain abreast of regulatory developments, providing comprehensive training and support while actively contributing to policy enhancements.
Take charge of the Enterprise Risk Management Framework, encompassing diligent risk tracking and reporting to senior management.
Collaborate seamlessly with global teams to address risk and compliance challenges within various projects.
Provide mentorship and guidance to the Risk team, acting as an escalation point for complex issues.
Serve as the firm’s representative in client audits and meetings, offering invaluable business risk insights as required.
Develop and refine policies and procedures, ensuring transparent and efficient processes are in place.
Drive strategic initiatives aimed at process optimization and the cultivation of a robust risk culture across the region.
Foster strong relationships with Partners, actively engaging them on risk and compliance matters.
Minimum of 8 years of senior-level experience in risk management within an international law firm.
Familiar with UK ethics and risk management requirements generally
Extensive track record in AML compliance, conflict resolution, and new business intake processes within regulated environments.
Proven ability to manage risks and ensure compliance within complex regulatory landscapes.
Proficiency in professional English, with excellent written and verbal communication skills.
Deep understanding of the European legal sector and its regulatory frameworks. Fully conversant with duties under relevant laws and regulations.
Experience in making commercial business decisions, advising at the Board level, and possessing strong leadership and management skills.
Legalis adheres to all applicable privacy laws and regulations.



  • Glasgow, United Kingdom Legalis Legal Recruitment Full time

    Senior Risk Manager EMEA | Law Firm | UK or Europe based Our client is a UK law firm, with offices across Europe, Middle East & Africa which require a dynamic Senior Risk Manager to play a lead role in their expanding team of 34 professionals across the EMEA region. In this pivotal role, you will serve as a trusted advisor to our Partners and Lawyers,...


  • Glasgow, United Kingdom Legalis Legal Recruitment Full time

    Senior Risk Manager EMEA | Law Firm | UK or Europe based Our client is a UK law firm, with offices across Europe, Middle East & Africa which require a dynamic Senior Risk Manager to play a lead role in their expanding team of 34 professionals across the EMEA region. In this pivotal role, you will serve as a trusted advisor to our Partners and Lawyers,...


  • Glasgow, United Kingdom Legalis Legal Recruitment Full time

    Senior Risk Manager EMEA | Law Firm | UK or Europe based Our client is a UK law firm, with offices across Europe, Middle East & Africa which require a dynamic Senior Risk Manager to play a lead role in their expanding team of 34 professionals across the EMEA region. In this pivotal role, you will serve as a trusted advisor to our Partners and Lawyers,...


  • Glasgow, United Kingdom Millyard Peoples Full time

    Millyard Peoples is delighted to be partnering with SAMH to appoint a Risk & Compliance Officer into their growing team. SAMH is looking for a skilled Risk & Compliance Officer, to promote effective risk management, compliance and incident reporting across all its Services and Departments. The Internal Audit and Risk department supports the achievement of...


  • Glasgow, United Kingdom Lorien Full time

    **Risk and Compliance Manager** **6 month contract role** **Glasgow/Perth - hybrid role (on site & remote during the week)** **£450 - £500 per day, inside IR35** My major client in the utilities industry is looking for a Risk and Compliance Manager to join their team for an initial 6 month contract. **The role**: - Review, overhaul and enhance the...


  • Glasgow, United Kingdom Steria Recruitment Full time

    Intelligent Resource Recruitment is working in partnership with a major Client in the UK. We are currently recruiting for**Risk & Compliance Manager**to be **Glasgow/Perth**based out. **Job Title=Risk & Compliance Manager** **Location = Glasgow/Perth** **Duration= 6 Months Initially** **IR35 Status: Inside** **We are seeking a Risk & Compliance Manager...


  • Glasgow, United Kingdom eFinancialCareers Full time

    **Governance, Risk and Compliance Senior Manager** Location: Glasgow with £95-110k Salary **Overview** Our client is a FTSE 250 global leader in IT services generating over £12 billion as a consulting practice with a rich client portfolio. Joining this dynamic team as a **Governance, Risk and Compliance Senior Manager** will provide you with the...


  • Glasgow, United Kingdom eFinancialCareers Full time

    **Governance, Risk and Compliance Senior Manager** Location: Glasgow with £95-110k Salary **Overview** Our client is a FTSE 250 global leader in IT services generating over £12 billion as a consulting practice with a rich client portfolio. Joining this dynamic team as a **Governance, Risk and Compliance Senior Manager** will provide you with the...

  • Manager, Customer

    3 weeks ago


    Glasgow, United Kingdom Lloyds Banking Group Full time

    Description JOB TITLE: Manager, Customer & Product Policy Compliance LOCATION(S): Birmingham, Bristol, Edinburgh, Leeds, Halifax, Chester, Glasgow, Cardiff SALARY: £62,000 to £75,000 HOURS: Full time WORKING PATTERN: Our work style is hybrid, which involves spending at least two days per week, or 40% of our time in the office. ...

  • Head of Policy

    1 week ago


    Glasgow, United Kingdom Climate Policy Radar Full time

    Blended Working (Glasgow office and Home) (Hybrid) Advertised from 2nd May 2024 Role Main Duties and Responsibilities 4 programmes reflect our strategic objectives which are to prioritise prevention, end rough sleeping and destitution,support the transition to rapid rehousing and provide platforms for lived experience. You will draw on your knowledge,...

  • Head of Policy

    1 week ago


    Glasgow, United Kingdom Climate Policy Radar Full time

    Blended Working (Glasgow office and Home) (Hybrid) Advertised from 2nd May 2024 Role Main Duties and Responsibilities 4 programmes reflect our strategic objectives which are to prioritise prevention, end rough sleeping and destitution,support the transition to rapid rehousing and provide platforms for lived experience. You will draw on your...

  • Head of Policy

    1 week ago


    Glasgow, United Kingdom Climate Policy Radar Full time

    Blended Working (Glasgow office and Home) (Hybrid) Advertised from 2nd May 2024 Role Main Duties and Responsibilities 4 programmes reflect our strategic objectives which are to prioritise prevention, end rough sleeping and destitution,support the transition to rapid rehousing and provide platforms for lived experience. You will draw on your knowledge,...


  • Glasgow, United Kingdom Barclays Full time

    **Compliance Risk Oversight Laws, Rules, and Regulations Mapping** **Glasgow** As a Barclays Compliance Risk Oversight Laws, Rules, and Regulations Mapping, you will have an exciting opportunity to support the Head of Compliance Risk Oversight with testing and overseeing the mapping of laws, rules, and regulations in line with Policies and Standards. This...

  • Risk & Compliance

    2 months ago


    Glasgow, United Kingdom Meraki Talent Full time

    Job description Meraki Talent's industry leading Life & Pensions client are looking for a Risk Assurance and Compliance Analyst to join a busy Risk & Compliance “second line of defence” function going through a period of growth. This is your chance to join a successful team where hard work is recognised. **Responsibilities of the Position**: -...

  • Risk & Compliance

    2 months ago


    Glasgow, United Kingdom Meraki Full time

    Meraki Talent’s industry leading Life & Pensions client are looking for a Risk Assurance and Compliance Analyst to join a busy Risk & Compliance “second line of defence” function going through a period of growth. This is your chance to join a successful team where hard work is recognised. **Responsibilities of the Position**: - Supporting the...

  • Risk Assurance

    2 months ago


    Glasgow, United Kingdom Meraki Full time

    Meraki Talent’s industry Financial Services client are looking for a Risk Assurance & Compliance Consultant. This is your chance to join a successful team where hard work is recognised. **Responsibilities of the Position**: - Lead the annual review of conduct/compliance policies. - Maintain and develop relationships with key business areas whilst...


  • Glasgow, United Kingdom QA Apprenticeships Full time

    Ashurst is a leading global law firm with a history spanning almost 200 years, and clear strategy for our future growth. Their in-depth understanding of their clients and commitment to providing exceptional standards of service have seen them become a trusted adviser to local and global corporates, financial institutions, and governments in all areas of...

  • Compliance Manager

    2 weeks ago


    Glasgow, United Kingdom IDEX Consulting Ltd Full time

    A new role has arisen for a SIPP Technical and Compliance Manager in Glasgow. You must have experience dealing with Pension products and ideally have SIPP experience. The role involves the following: - Ensuring the company remains compliant with all relevant regulatory requirements - Identifying regulatory developments and implementing into business...


  • Glasgow, United Kingdom BBC Group and Public Services Full time

    Press Tab to Move to Skip to Content Link BBC PUBLIC SERVICE B'CAST The BBC is making the shift from being a broadcaster that speaks to our audiences to being a service that is shaped by them and designed around their wants and needs whilst stimulating and delighting audiences around the world. To achieve this mission of being a Digital First BBC, we are...


  • Glasgow, United Kingdom BBC Group and Public Services Full time

    Press Tab to Move to Skip to Content Link BBC PUBLIC SERVICE B'CAST The BBC is making the shift from being a broadcaster that speaks to our audiences to being a service that is shaped by them and designed around their wants and needs whilst stimulating and delighting audiences around the world. To achieve this mission of being a Digital First BBC, we are...