Current jobs related to Compliance Monitoring Manager - City of London Greater London - HFG Insurance Recruitment
-
Compliance Monitoring Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Monitoring and Surveillance SpecialistOur client, a boutique investment and trading firm, is seeking a highly skilled Compliance Monitoring and Surveillance Specialist to join their team. As a key member of the Compliance Professionals team, you will be responsible for ensuring the firm's compliance with regulatory requirements and maintaining a...
-
Compliance Monitoring Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Monitoring and Surveillance SpecialistOur client, a boutique investment and trading firm, is seeking a highly skilled Compliance Monitoring and Surveillance Specialist to join their team. As a key member of the Compliance Professionals team, you will be responsible for ensuring the firm's compliance with regulatory requirements and maintaining a...
-
Compliance Monitoring Officer
5 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. **THE RESPONSIBILITIES**: - Responsible for carrying out monitoring reviews to determine whether key...
-
Compliance Monitoring Specialist
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Summary:We are seeking a highly skilled Compliance Monitoring Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for assisting in the development and annual planning of the Compliance Monitoring Plan, independently scoping and planning all assigned reviews, and executing all assigned monitoring...
-
Compliance Monitoring- Wealth Management/private
5 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a UK-leading investment firm, specialising in private client services. **THE RESPONSIBILITIES**: - Assist with the ongoing update to Compliance policies and procedures. - Maintenance of the Compliance monitoring action log. - Contribute to the development of the annual compliance monitoring plan. - Undertake compliance...
-
Senior Compliance Monitoring Associate
1 month ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeSenior Compliance Monitoring Associate – Two Years Retail FS or Wealth Management Monitoring Experience RequiredCompliance Recruitment Solutions is seeking a highly skilled Senior Compliance Monitoring Associate to join their dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be...
-
Senior Compliance Monitoring Associate
1 month ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeSenior Compliance Monitoring Associate – Two Years Retail FS or Wealth Management Monitoring Experience RequiredCompliance Recruitment Solutions is seeking a highly skilled Senior Compliance Monitoring Associate to join their dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be...
-
Senior Compliance Monitoring Associate
1 month ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeSenior Compliance Monitoring AssociateWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our dynamic compliance team. As a key member of our team, you will be responsible for assisting in the delivery of our annual compliance monitoring program, identifying control gaps and weaknesses, and proposing viable solutions to mitigate...
-
Senior Compliance Monitoring Associate
1 month ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeSenior Compliance Monitoring AssociateWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our dynamic compliance team. As a key member of our team, you will be responsible for assisting in the delivery of our annual compliance monitoring program, identifying control gaps and weaknesses, and proposing viable solutions to mitigate...
-
Senior Compliance Monitoring Associate
3 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeSenior Compliance Monitoring AssociateCompliance Recruitment Solutions is seeking a highly skilled Senior Compliance Monitoring Associate to join their dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering the annual compliance monitoring programme by undertaking...
-
Senior Compliance Monitoring Associate
3 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeSenior Compliance Monitoring AssociateCompliance Recruitment Solutions is seeking a highly skilled Senior Compliance Monitoring Associate to join their dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering the annual compliance monitoring programme by undertaking...
-
Senior Compliance Monitoring Associate
1 month ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeSenior Compliance Monitoring RoleWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our team at Compliance Recruitment Solutions. As a key member of our compliance monitoring team, you will play a critical role in ensuring our clients' compliance with regulatory requirements.Key Responsibilities:Assist in the delivery of the...
-
Senior Compliance Monitoring Associate
1 month ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeSenior Compliance Monitoring RoleWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our team at Compliance Recruitment Solutions. As a key member of our compliance monitoring team, you will play a critical role in ensuring our clients' compliance with regulatory requirements.Key Responsibilities:Assist in the delivery of the...
-
Senior Compliance Monitoring Officer
6 days ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeSenior Compliance Monitoring Associate RoleWe are seeking a Senior Compliance Monitoring Associate to join our dynamic compliance monitoring team. The ideal candidate will have at least 2 years of experience in compliance monitoring within the wealth management or retail financial advice sectors.Key responsibilities include:Delivering the annual compliance...
-
Senior Compliance Monitoring
4 weeks ago
London, United Kingdom Compliance Professionals Full timeOur client is a leading online multi-asset brokerage firm, specializing in FX/CFD products. This role will report directly to the Global Head of Risk and Compliance. Establish and maintain appropriate policies, procedures, systems and controls in relation to regulatory compliance and financial crime for the UK entity. # Oversee the implementation of the...
-
Senior Compliance Monitoring
4 weeks ago
London, United Kingdom Compliance Professionals Full timeOur client is a leading online multi-asset brokerage firm, specializing in FX/CFD products. This role will report directly to the Global Head of Risk and Compliance. Establish and maintain appropriate policies, procedures, systems and controls in relation to regulatory compliance and financial crime for the UK entity. # Oversee the implementation of the...
-
Senior Compliance Monitoring Associate
2 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeCompliance Monitoring RoleWe are seeking a Senior Compliance Monitoring Associate to join our team. The successful candidate will have at least 2 years of compliance monitoring experience with a wealth management firm or a retail financial advice firm.The role involves assisting in the delivery of the annual compliance monitoring programme, identifying...
-
Compliance Monitoring Manager
5 days ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeCompliance Monitoring Manager RoleWe are seeking a skilled Compliance Monitoring Manager to join our client for a 6-12 month assignment. The successful candidate will be responsible for:Developing monitoring programmes and conducting initial workEvaluating findings and recommending control and procedural changesEnsuring compliance with procedures and...
-
Compliance Monitoring Officer
3 weeks ago
City of London, Greater London, United Kingdom Finitas Full timeCompliance Monitoring OfficerFinitas is partnering with a growing Lloyd's broker to find a Compliance Monitoring Officer to join their team.This role is an additional hire due to the company's growth, and the successful candidate will report directly to the Head of Compliance. The Compliance Monitoring Officer will work closely with both the UK and...
-
Compliance Monitoring Officer
3 weeks ago
City of London, Greater London, United Kingdom Finitas Full timeCompliance Monitoring OfficerFinitas is partnering with a growing Lloyd's broker to find a Compliance Monitoring Officer to join their team.This role is an additional hire due to the company's growth, and the successful candidate will report directly to the Head of Compliance. The Compliance Monitoring Officer will work closely with both the UK and...
Compliance Monitoring Manager
2 months ago
A leading insurance firm, that operates in the Lloyd's market, is currently seeking a Compliance Monitoring Manager.
Working on a hybrid basis (3 days in the office), you will:
- Develop and improve compliance monitoring policy and procedures
- Prepare the monitoring plan
- Conduct thematic reviews
- Design controls where appropriate
You will need to have a detailed knowledge of relevant regulatory requirements (FCA, PRA) and at least 5 years experience of working in compliance for a managing agent or general insurer.