Current jobs related to Compliance Monitoring Manager - City of London Greater London - HFG Insurance Recruitment


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Monitoring and Surveillance SpecialistOur client, a boutique investment and trading firm, is seeking a highly skilled Compliance Monitoring and Surveillance Specialist to join their team. As a key member of the Compliance Professionals team, you will be responsible for ensuring the firm's compliance with regulatory requirements and maintaining a...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Monitoring and Surveillance SpecialistOur client, a boutique investment and trading firm, is seeking a highly skilled Compliance Monitoring and Surveillance Specialist to join their team. As a key member of the Compliance Professionals team, you will be responsible for ensuring the firm's compliance with regulatory requirements and maintaining a...


  • London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. **THE RESPONSIBILITIES**: - Responsible for carrying out monitoring reviews to determine whether key...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Summary:We are seeking a highly skilled Compliance Monitoring Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for assisting in the development and annual planning of the Compliance Monitoring Plan, independently scoping and planning all assigned reviews, and executing all assigned monitoring...


  • London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a UK-leading investment firm, specialising in private client services. **THE RESPONSIBILITIES**: - Assist with the ongoing update to Compliance policies and procedures. - Maintenance of the Compliance monitoring action log. - Contribute to the development of the annual compliance monitoring plan. - Undertake compliance...


  • London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring Associate – Two Years Retail FS or Wealth Management Monitoring Experience RequiredCompliance Recruitment Solutions is seeking a highly skilled Senior Compliance Monitoring Associate to join their dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be...


  • London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring Associate – Two Years Retail FS or Wealth Management Monitoring Experience RequiredCompliance Recruitment Solutions is seeking a highly skilled Senior Compliance Monitoring Associate to join their dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be...


  • London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring AssociateWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our dynamic compliance team. As a key member of our team, you will be responsible for assisting in the delivery of our annual compliance monitoring program, identifying control gaps and weaknesses, and proposing viable solutions to mitigate...


  • London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring AssociateWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our dynamic compliance team. As a key member of our team, you will be responsible for assisting in the delivery of our annual compliance monitoring program, identifying control gaps and weaknesses, and proposing viable solutions to mitigate...


  • London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring AssociateCompliance Recruitment Solutions is seeking a highly skilled Senior Compliance Monitoring Associate to join their dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering the annual compliance monitoring programme by undertaking...


  • London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring AssociateCompliance Recruitment Solutions is seeking a highly skilled Senior Compliance Monitoring Associate to join their dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering the annual compliance monitoring programme by undertaking...


  • London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring RoleWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our team at Compliance Recruitment Solutions. As a key member of our compliance monitoring team, you will play a critical role in ensuring our clients' compliance with regulatory requirements.Key Responsibilities:Assist in the delivery of the...


  • London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring RoleWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our team at Compliance Recruitment Solutions. As a key member of our compliance monitoring team, you will play a critical role in ensuring our clients' compliance with regulatory requirements.Key Responsibilities:Assist in the delivery of the...


  • London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring Associate RoleWe are seeking a Senior Compliance Monitoring Associate to join our dynamic compliance monitoring team. The ideal candidate will have at least 2 years of experience in compliance monitoring within the wealth management or retail financial advice sectors.Key responsibilities include:Delivering the annual compliance...


  • London, United Kingdom Compliance Professionals Full time

    Our client is a leading online multi-asset brokerage firm, specializing in FX/CFD products. This role will report directly to the Global Head of Risk and Compliance. Establish and maintain appropriate policies, procedures, systems and controls in relation to regulatory compliance and financial crime for the UK entity. # Oversee the implementation of the...


  • London, United Kingdom Compliance Professionals Full time

    Our client is a leading online multi-asset brokerage firm, specializing in FX/CFD products. This role will report directly to the Global Head of Risk and Compliance. Establish and maintain appropriate policies, procedures, systems and controls in relation to regulatory compliance and financial crime for the UK entity. # Oversee the implementation of the...


  • London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Compliance Monitoring RoleWe are seeking a Senior Compliance Monitoring Associate to join our team. The successful candidate will have at least 2 years of compliance monitoring experience with a wealth management firm or a retail financial advice firm.The role involves assisting in the delivery of the annual compliance monitoring programme, identifying...


  • London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Compliance Monitoring Manager RoleWe are seeking a skilled Compliance Monitoring Manager to join our client for a 6-12 month assignment. The successful candidate will be responsible for:Developing monitoring programmes and conducting initial workEvaluating findings and recommending control and procedural changesEnsuring compliance with procedures and...


  • City of London, Greater London, United Kingdom Finitas Full time

    Compliance Monitoring OfficerFinitas is partnering with a growing Lloyd's broker to find a Compliance Monitoring Officer to join their team.This role is an additional hire due to the company's growth, and the successful candidate will report directly to the Head of Compliance. The Compliance Monitoring Officer will work closely with both the UK and...


  • City of London, Greater London, United Kingdom Finitas Full time

    Compliance Monitoring OfficerFinitas is partnering with a growing Lloyd's broker to find a Compliance Monitoring Officer to join their team.This role is an additional hire due to the company's growth, and the successful candidate will report directly to the Head of Compliance. The Compliance Monitoring Officer will work closely with both the UK and...

Compliance Monitoring Manager

2 months ago


City of London Greater London, United Kingdom HFG Insurance Recruitment Full time

A leading insurance firm, that operates in the Lloyd's market, is currently seeking a Compliance Monitoring Manager.

Working on a hybrid basis (3 days in the office), you will:

  • Develop and improve compliance monitoring policy and procedures
  • Prepare the monitoring plan
  • Conduct thematic reviews
  • Design controls where appropriate

You will need to have a detailed knowledge of relevant regulatory requirements (FCA, PRA) and at least 5 years experience of working in compliance for a managing agent or general insurer.