Compliance Manager/Senior Manager
1 month ago
About Us: Our client's Community Interest Company is a progressive and socially responsible organisation dedicated to carrying out activities which benefit the community and, in particular, raising money for good causes throughout Great Britain. As a Community Interest Company (CIC), through the Society Lottery they are committed to making a positive impact on society while ensuring financial sustainability, regulatory compliance, rigour and good governance.
We are seeking a dedicated and experienced Compliance Manager to ensure regulatory adherence and excellent standards within our CIC society lottery operations. The Compliance Manager will play a key role in maintaining the integrity of our lottery activities and upholding legal, regulatory and governance requirements. The ideal candidate will have a strong background in compliance management, preferably within the not-for-profit, gaming or lottery sectors.
Regulatory Compliance:
Develop and maintain a comprehensive understanding of relevant laws, regulations, and industry standards governing society lotteries.
Monitor changes in regulatory requirements and assess their impact on our society lottery operations.
Working alongside the external lottery manager to implement compliance measures to mitigate risks and maintain adherence to regulatory standards.
Give oversight to ensure compliance with licensing requirements and deadlines, liaising with regulatory authorities as necessary.
Internal Policies and Procedures:
Work alongside the external lottery manager to review and maintain policies, procedures and compliance with regulatory requirements, ethical standards, and best practices.
Conduct reviews and assessments to evaluate the effectiveness of compliance controls and identify any areas for improvement.
Training and Education:
Provide compliance training and education to staff members, ensuring awareness of regulatory obligations and ethical principles.
Develop training materials and resources to support ongoing compliance education and awareness efforts.
Prepare and maintain accurate records, reports, and documentation related to compliance activities, including regulatory filings, audit findings, and incident reports.
Coordinate responses to regulatory inquiries, ensuring timely and accurate information disclosure and regulatory reporting.
Risk Management:
~ Identify and assess compliance risks associated with lottery operations, including working closely with the external lottery manager’s compliance team to maintain and improve effectiveness of compliance environment.
Serve as the primary point of contact for regulatory agencies, auditors, and other external stakeholders on compliance-related matters.
Build and maintain positive relationships with regulatory authorities and other external stakeholders.
Work closely with the CEO, finance director, and external lottery manager on all compliance related matters, including supporting the grant giving process and activities as appropriate.
Relevant qualifications in compliance management.
Proven experience in a compliance management role, preferably within the not-for profit, gaming or lottery sectors, or another regulated industry.
Strong understanding of regulatory requirements, compliance frameworks, and ethical standards applicable to society lotteries.
If you are passionate about using your professional expertise to make a difference in a values driven employment, we encourage you to apply for the position of Compliance Manager for our new Community Interest Company and Society Lottery.
This is a remote part time role with occasional office working from London, we anticipate this to be a minimum of 1 day per month in the office. It will initially be 4 day a week with the possibility of reducing to 3 days a week in the future. The salary range is shown as the full time equivalent.
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