Investment Control Associate
2 days ago
Job Description Purpose: The Investment Control Associate will be responsible for mandatory regulatory reporting on behalf of the Impax Group, in its various regulated jurisdictions including transaction reporting, EMIR reporting and major shareholding disclosures. It will also have responsibility for pre- and post-trade investment breach monitoring, guideline coding and other Investment Control processes detailed below. ROLE DIMENSIONS The role sits in the Investment Control team within the Portfolio Services (“PS”) group (covering London and US EST) and reports into the Regulatory Reporting Specialist. The Investment Control team is a global team with three people sitting in the London office and one in the New Hampshire office. The Portfolio Services group includes Investment Operations, Fund Services, Business Management, Fund Administration and Performance & Portfolio Analytics. KEY RESPONSIBLITIES: Managing Impax UK’s transaction reporting process, identifying, and resolving exceptions in a timely manner including a monthly reconciliation with the FCA MDP data. Managing EMIR reporting and ensuring we comply with the EMIR refit rules - Performing oversight on the reports submitted by the counterparty. Monitor and submit all major shareholder disclosures, Takeover Panel disclosures and issuer requests for the firm to ensure controls are robust and filings are made within the deadlines. Schedule, prepare and submit reports and filings to global regulatory authorities in a timely and accurate manner including SEC schedule 13 reports and FCA AIFMD Annex IV. Prepare and maintain regulatory reporting procedures (including process flows, controls, and checklists) and schedules, documenting all key interpretations and assumptions. Assist with team coverage for investment guideline breach monitoring via Bloomberg AIM for pre- and post-trade violations - working with the portfolio managers and 2nd line Compliance to resolve breaches in a timely manner. Maintaining internal and external watchlists in Bloomberg and Impax’s internal data warehouse ensuring the lists are updated in a timely manner and the process is robust. Assist the team with rule extraction and interpretation of investment restrictions for new fund onboardings or fund changes (equity and fixed income). This includes the coding and testing of the restrictions built into Bloomberg AIM. Job Requirements Essential: 2-3 years’ experience in a regulatory reporting team with experience of MiFID transaction reporting, EMIR, and major shareholder disclosures Excellent knowledge of European and UK asset management regulations with ability to interpret financial legislation reporting obligations. Strong asset management experience with exposure to equity, fixed income, and derivatives with working knowledge of fund and trade life cycle Professional, “can do” attitude, willing to learn new processes within the Investment Control remit. Proven ability to organise and prioritise multiple tasks to successfully meet deadlines and quickly understand new business areas. Ability to take full ownership of work Meticulous attention to detail Works collaboratively with the team and wider global colleagues and shares knowledge Intermediate/advanced excel proficiency. Dynamic and solution focused and is innovative when it comes to improving processes Desirable: Working knowledge of pre- and post-trade breach monitoring Investment guideline coding in an OMS Experience with Bloomberg AIM
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Investment Business Control Associate
2 weeks ago
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Investment Associate
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Investment Control Associate
1 day ago
London, United Kingdom Impax Asset Management Full timeJob DescriptionJob DescriptionPurpose:The Investment Control Associate will be responsible for mandatory regulatory reporting on behalf of the Impax Group, in its various regulated jurisdictions including transaction reporting, EMIR reporting and major shareholding disclosures. It will also have responsibility for pre- and post-trade investment breach...
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Associate, Direct Investment Group
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London, United Kingdom GIC Investment Full timeLocation: London, GB- Job Function: Infrastructure- Job Type: Permanent- Req ID: 15066GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you exposure to an extraordinary network of the...
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London, United Kingdom GIC Investment Full timeLocation: London, GB- Job Function: Private Equity- Job Type: Contract- Req ID: 15084**Associate Role within GIC’s European Private Equity Funds & Co-investments Group** GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset...
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Investment Business Control Associate
2 weeks ago
London, Greater London, United Kingdom Jobs via eFinancialCareers Full time £40,000 - £80,000 per yearInvestment Business Control AssociateBusiness Area: OperationsContract Type: PermanentWhen you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop your career. Given our size you'll have real autonomy and influence as you collaborate closely with a wide-ranging team of experts.About The RoleIn...
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Associate, Value Add Investments
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London, United Kingdom LaSalle Investment Management Full timeTeam Overview:The Value-Add Investments team is a specialist business unit which invests client capital into pure and structured real estate equity investments across Europe covering a broad spectrum of asset classes both directly and via strategic relationships with operating partners (across living retail hospitality office and a variety of other niche...
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Investment Solutions Associate
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