Paraplanner - Hybrid/flexible Working

4 weeks ago


Darlington County Durham, United Kingdom Avanti Personnel Limited Full time

Working in collaboration with Financial Advisers, admin and other colleagues, the successful candidate will assist in preparing recommendations and producing suitability reports in line with company policy, including preparing and maintaining client records.
All communications are to be recorded on the client’s file in line with company policy.
Collate information and data about (and from) the client in accordance with the principles of 'know your client’ and company policy ensuring all required compliance documentation is present and correct.
Working with the Financial Adviser you will discuss the client’s objectives, identifying and obtaining the information necessary for you to compile the financial report.
Assist in identifying areas for planning and sourcing solutions suitable to meet the client’s needs and objectives. This will include assisting in the preparation of tax calculations where necessary.
Prepare suitability letters, reports and associated accompanying documentation for approval by the Financial Adviser.
You will be required to assist and provide support with administrative functions, including but not limited to: new business processing, client valuations, income matching, collating and providing management information and organising future planning meetings with the client on behalf of the Financial Adviser.
You will be able to offer appropriate assistance to clients irrespective of whether or not the Financial Adviser is available.
Education, Qualifications & Training
GCSE grade C and above in Maths and English
CF6 Mortgage Advice
R02 Investment principles and risk
R04 Pension and retirement
R05 Financial protection
R06 Financial planning practice
Investments (IMC) Other technical areas (pensions, long term care)
Certified Financial Planner Certification
Level 4 Diploma for Financial Advisers
Experience of maintaining good working relationships in the delivery of financial advice services or similar environment
Experience in writing complex and detailed reports for cases
Ability to analyse financial and non-financial data including any issues
Ability to collate and present financial information
As part of employment you will be expected to continue working towards Diploma level 4 and chartered status within the remit of the CII professional development.



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